Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-08-05 |
| DE | RA | APPROVED | 2025-05-30 |
Branch Locations
2600 Tower Oaks Blvd #220, Rockville, MD 20852-4218 • United States
Dagsboro, DE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Dagsboro | DE | 09/2013 | Present |
| Maryland Financial Group, Inc. Dba The Monitor Group | Rockville | MD | 12/2019 | 05/2025 |
| Planvest Financial, Inc. | Gaithersburg | MD | 01/2018 | 01/2020 |
1. 1/7/2020 - Financial Advocacy Network - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/23/2019 - 160 Hours Per Month/8 Hours During Securities Trading. 2. 1/7/2020 - The Monitor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/23/2019 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 1/10/2020 - ABC Holdings - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/23/2019 - 40 Hours Per Month/8 Hours During Securities Trading. 4. 1/14/2020 - Maryland Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/23/2019 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Maryland Financial Group, an independent investment advisor firm. I started this business activity in 01/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-15 |
Reach out to this advisor