Kyle Aaron Weeks

Current Employers

Employment History

• 07/2003 → Present
  Securities Compliance Management, Inc.
  Alpharetta, GA
• 03/2023 → 11/2023
  Gugu Securities, Inc.
  Atlanta, GA
• 03/2024 → 09/2024
  Arkap Markets, Llc
  Atlanta, GA
• 06/2024 → Present
  Sera Global Securities Us Llc
  Atlanta, GA
• 09/2025 → Present
  Act Securities, Llc
  Mercer Island, WA
• 11/2025 → Present
  Katama Securities Llc
  Alpharetta, GA
• 02/2025 → 11/2025
  Register Financial Advisors, Llc
  Atlanta, GA
• 05/2023 → 02/2024
  Churchill Stateside Securities, Llc
  Alpharetta, GA

Previous Registrations

• 2025-02-13 → 2025-11-05
  Register Financial Advisors, Llc
  Atlanta, GA
• 2022-11-15 → 2023-02-14
  Lafise Securities Llc
  Alpharetta, GA
• 2020-08-07 → 2020-12-31
  Register Financial Advisors, Llc
  Atlanta, GA
• 2018-07-13 → 2018-08-22
  Ferguson Shapiro Llc
  Decatur, GA
• 2016-05-27 → 2016-12-31
  Harbor Light Investment Advisors, Llc
  Alpharetta, GA
  Valrico, FL
• 2014-11-13 → 2015-03-04
  Redwood Wealth Management, Llc
  Santa Monica, CA
• 2012-01-11 → 2012-12-31
  Acg Wealth Inc.
  Atlanta, GA
• 2010-04-29 → 2010-07-27
  Stateside Capital, Llc
  Atlanta, GA

Other Businesses

1. SECURITIES COMPLIANCE MANAGEMENT, INC. ("SCM") IS A COMPLIANCE CONSULTING COMPANY AND IS NOT INVESTMENT RELATED. TIME ALLOCATION IS APPROXIMATELY 40 HOURS/WEEK ON AVERAGE DURING MARKET TRADING HOURS ACROSS ALL RELATED ENTITIES. ADDRESS: 6250 SHILOH RD., SUITE 30, ALPHARETTA, GEORGIA, 30005. START DATE IS 2003. OWNER/FOUNDER, CEO, PRESIDENT. MASTERCOMPLIANCE, LLC AND MASTERSUPERVISION, LLC ARE WHOLLY OWNED SUBSIDIARIES OF SCM THROUGH WHICH CONSULTING SERVICES ARE OFFERED TO CLIENTS. AS PART OF THE CONSULTING SERVICE, MAY BECOME REGISTERED WITH OTHER B/Ds OR RIAs IN THE CAPACITY OF A REPRESENTATIVE OR SUPERVISOR. REFER TO FORM U4 FOR A LIST OF REGISTRATIONS HELD WITH VARIOUS FIRMS. 2. Weeks Technologies, LLC; Not Investment Related; 6250 Shiloh Rd, Suite 30, Alpharetta, GA 30005; Research and development software; President, Owner, Sole Member; Started January 2016; 5-15hours/month; 5-15 hours/month during trading hours. May vary based on initiatives; Owner, sole member, and manager of Weeks Technologies, LLC. 3. My wife is a Georgia-licensed real estate agent who manages rental property. From time-to-time, when asked, I assist her with discrete tasks. But I have no day-to-day involvement, receive no compensation, and have no expectation of receiving compensation.

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-06-02
• S65 Uniform Investment Adviser Law Examination
  2009-12-23

Other Names

• Kyle Aaron Weeks
• Kyle Weeks