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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foundations Investment Advisors Llc | Scottsdale | AZ | 06/2020 | 03/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 10/2022 | 04/2025 |
| Cetera Investment Services Llc | St Cloud | MN | 10/2023 | 04/2025 |
| Cetera Financial Specialists Llc | Schaumberg | IL | 10/2023 | 04/2025 |
| Cetera Advisors Llc | Greenwood Village | CO | 10/2023 | 04/2025 |
| Smartx Advisory | West Palm Beach | FL | 06/2025 | 12/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2026 | Present |
| Plan With Bob | Sparks | NV | 02/2026 | Present |
| Complete Retirement Solutions Group | Sparks | NV | 04/2016 | Present |
| Wachter Insurance Llc | American Fork | UT | 04/2015 | 12/2017 |
| Lpl Financial Llc | St George | UT | 03/2018 | 08/2018 |
| Mountain America Credit Union | St. George | UT | 12/2017 | 08/2018 |
| Ameriprise Financial Services, Inc. | Midvale | UT | 08/2018 | 09/2019 |
| New Millennium Group | Sandy | UT | 09/2019 | 06/2020 |
| Wells Fargo Clearing Services | Salt Lake City | UT | 08/2021 | 07/2022 |
| Ascendo Resources | Charlotte | NC | 03/2021 | 08/2021 |
| Remote Advisor Resources | Dallas | TX | 12/2025 | 02/2026 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2026 | Present |
1. NAME OF OTHER BUSINESS: COMPLETE RETIREMENT SOLUTIONS GROUP INVESTMENT RELATED: NO ADDRESS: SPARKS, NV NATURE OF BUSINESS: INSURANCE AGENCY START DATE: 04/2016 POSITION/TITLE/RELATIONSHIP: ADVISOR / OWNER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PROVIDE MEDICARE SUPPLEMENT ADVICE TO CLIENTS RECEIVING MEDICARE BENEFITS OVER 65; 2. NAME OF OTHER BUSINESS: PLAN WITH BOB INVESTMENT RELATED: YES ADDRESS: SPARKS, NV NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2026 POSITION/TITLE/RELATIONSHIP: REGISTERED ADMIN APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: SUPPORT ADVISOR AS A REGISTERED ADMIN;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-27 |
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