John Charles Keane

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → 08/2017
  New York Life Insurance
  Scottsdale, AZ
• 05/2008 → 08/2017
  Nylife Securities Llc
  Scottsdale, AZ
• 05/2010 → 08/2017
  Usher & Associates Llc
  Scottsdale, AZ
• 02/2014 → 08/2017
  Eagle Strategies Llc
  Scottsdale, AZ
• 01/2019 → Present
  Bmo Bank Na
  Scottsdale, AZ
• 03/2021 → Present
  Lpl Financial Llc
  Scottsdale, AZ
• 08/2017 → 01/2019
  Bmo Harris Financial Advisors, Inc.
  Scottsdale, AZ

Previous Registrations

• 2017-09-06 → 2021-03-24
  Bmo Harris Financial Advisors, Inc.
  Scottsdale, AZ
  Scottsdale, AZ
• 2014-03-11 → 2017-08-30
  Eagle Strategies Llc
  Scottsdale, AZ
• 2006-07-19 → 2006-08-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ
• 2005-03-17 → 2005-05-04
  Wells Fargo Investments, Llc
  Omaha, NE

Other Businesses

1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Harris Bank - SCOTTSDALE, AZ 2) 03/24/2021 - Financial Institution Duty - BMO Bank NA - Scottsdale, AZ - Started 08/28/2017

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-02-25
• S66 Uniform Combined State Law Examination
  2005-03-10

Other Names

• John C Keane