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751 Broad Street, Newark, NJ 07102-3777 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
Maple Grove, MN • United States
700 Nicollet Mall, Minneapolis, MN 55402 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co., Inc. | Minneapolis | MN | 09/2002 | 03/2017 |
| Prudential Insurance Company Of America | Plymouth | MN | 07/2017 | Present |
| Pruco Securities, Llc. | Plymouth | MN | 01/2018 | Present |
| Unemployed | Maple Grove | MN | 03/2017 | 06/2017 |
| Prudential Customer Solutions Llc | Plymouth | MN | 01/2019 | Present |
MAPLE GROVE GIRLS BASKETBALL BOOSTER CLUB POSITION: Treasurer NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/14/2023 ADDRESS: 9790 Troy Lane, Maple Grove MN 55311, United States DESCRIPTION: Club administration to support the Maple Grove High School girls basketball program that my daughters participate in.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-17 |
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