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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-15 |
| IL | RA | APPROVED | 2024-04-15 |
Branch Locations
1515 W 22Nd St Ste 550W, Oakbrook, IL 60523 • United States
Chicago, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Chicago | IL | 11/2016 | 04/2024 |
| Wells Fargo Advisors Financial Network, Llc | Oak Brook | IL | 04/2024 | Present |
| Wells Fargo Advisors Llc | Chicago | IL | 05/2009 | 11/2016 |
TRUSTEE FOR FATHER IN LAW, INVESTMENT RELATED, CHICAGO, IL, START DATE: 9/26/2006 DOCOMOMO-US/CHICAGO; INV. RELATED; CHICAGO, IL; TREASURER START DATE 10/01/2022; 3 HRS PER MONTH; 0 HRS DURING TRADING; ATTENDING MEETINGS TO DISCUSS PROGRAMS, FUNDRAISING, ARCHITECTURAL SIGNIFICANT OF MODERN STRUCTURE IN NEED OF PRESERVATION, AND OTHER MATTERS RELATED TO THE ORGANIZATION. JKM FINANCIAL LLC, INV RELATED, CHICAGO, IL, 100% OWNERSHIP, START 4/22/24, 0 HRS PER MONTH & TRADING, FINET PRACTICE;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-18 |
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