Rachel M Lage

Employer firm

Tlg Advisors, Inc. CRD 111052

$2.30B regulatory AUM 38 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 02/2019
  Griffin Capital Securities, Llc.
  Phoenix, AZ
• 11/2019 → 05/2021
  Brighthouse Securities
  Phoenix, AZ
• 03/2019 → 10/2019
  H&M Recruiting Group
  Gulf Shores, AL
• 09/2021 → 03/2022
  Brighthouse Financial
  Charlotte, NC
• 07/2022 → 01/2023
  Dpl
  Louisville, KY
• 02/2023 → 07/2023
  Wfg
  Phoenix, AZ
• 05/2024 → 06/2025
  Raymond James & Associates
  Mobile, AL
• 06/2025 → 09/2025
  Walton Re Securities
  Scottsdale, AZ
• 10/2025 → 11/2025
  Unemployed
  Foley, AL
• 12/2025 → Present
  Dmi
  Hingham, MA
• 01/2026 → Present
  Simplicity Investments
  Summit, NJ
• 06/2021 → 09/2021
  Nationwide Investment Services Corp
  Columbus, OH
• 03/2022 → 07/2022
  Nationwide Investment Services Corporation
  Columbus, OH
• 09/2022 → 01/2023
  The Leaders Group Inc
  Littleton, CO
• 07/2023 → 05/2024
  Skyway Capital Markets, Llc
  Tampa, FL

Previous Registrations

• 2024-09-09 → 2025-06-27
  Raymond James & Associates, Inc.
  Mobile, AL

Other Businesses

1.) Independent Insurance Agent - 2/2/2026 - Hingham, MA, Agent, consult advisors on client annuity solutions, Invt Rel, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) DMI Marketing - RIA Fiduciary Solutions Group - 1/30/26 - 14 Main Street, Hingham, MA 02043 - Agent, Consult with RIAs/IARs and their clients on annuities and insurance solutions that fit with their advisory solution platform, Invt Rel, Acting as writing agent for fee based fiduciaries who do not have an insurance agency or license, 160 hrs/mo; n/a hrs/mo (during trading hours). 3.) TLG Advisors Inc - 1/30/26 - 475 Springfield Avenue, Summit, NJ 07901 - IAR, Invt Rel, RA business, 40 hrs/mo; 40 hrs/mo (during trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-09-06
• S63 Uniform Securities Agent State Law Examination
  2001-02-05

Other Names

• Rachel Marie Lage
• Rachel Marie Lage
• Rachel Marie Chisholm
• Rachel Marie Dipippa
• Rachel Marie Dipippa
• Rachel Marie Lage
• Rachel Marie Lage
• Rachel Marie Alcibar-Lage
• Rachel M Lage
• Rachel Lage