Kimberly Ann Flynn

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 08/2019
  Klarity Financial
  Boston, MA
• 11/2019 → 09/2022
  Prudential Insurance Company Of America
  Pembroke, MA
• 11/2019 → 09/2022
  Pruco Securities, Llc.
  Pembroke, MA
• 10/2022 → 02/2024
  Cwm, Llc Dba Carson Group Holdings
  Boston, MA
• 05/2024 → Present
  Carson Wealth
  Foxborough, MA
• 04/2016 → 08/2016
  Principal Securities, Inc. D/B/A 360 Klarity Financial
  Waltham, MA
• 04/2016 → 08/2016
  Princor Financial Services Corp
  Waltham, MA
• 07/2019 → 11/2019
  Facet Wealth
  Baltimore, MD
• 10/2022 → 02/2024
  Cwm, Llc Dba Carson Partners - Crd # 155344
  Boston, MA
• 10/2022 → 12/2022
  Cetera Advisor Networks
  El Segundo, CA
• 05/2024 → Present
  Cwm, Llc
  Omaha, NE

Previous Registrations

• 2023-07-26 → 2024-02-09
  Cwm, Llc
  Boston, MA
  Omaha, NE
• 2020-09-09 → 2022-09-30
  Pruco Securities, Llc.
  Newark, NJ
  Pembroke, MA
• 2019-08-15 → 2019-11-18
  Facet
  Pembroke, MA
  West Palm Beach, FL
• 2016-09-14 → 2019-08-16
  Klarity Financial Llc
  Boston, MA
• 2016-05-09 → 2016-08-24
  Principal Securities, Inc.
  Boston, MA
  Waltham, MA
  Boston, MA
• 2009-10-23 → 2011-11-01
  Lpl Financial Llc
  Boston, MA
• 2005-04-19 → 2005-05-25
  Strategicpoint Investment Advisors Llc
  Providence, RI

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-08-26
• S65 Uniform Investment Adviser Law Examination
  2005-04-11

Designations

• Certified Financial Planner

Other Names

• Kimberly Ann Small