Nicole Leslieanne Simon

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers

State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2018-11-15

NE RA
APPROVED

Since 2018-11-15

Branch Locations

4400 South 70Th Street Suite 130, Lincoln, NE 68516-6712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
State Farm Vp Management Corp.	Lincoln	NE	12/1998	Present
Nicole Simon Insurance Agency	Lincoln	NE	06/2001	Present
State Farm Investment Management Corp.	Lincoln	NE	08/2018	Present

12/1998 → Present

State Farm Vp Management Corp.

Lincoln, NE
06/2001 → Present

Nicole Simon Insurance Agency

Lincoln, NE
08/2018 → Present

State Farm Investment Management Corp.

Lincoln, NE

Other Businesses

1) Nicole Simon's Insurance Agency; Insurance Agency; Investment-related; 4400 S 70th St Ste 130 Lincoln, NE 68516-6712; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 10/01/1999; 80; 80; Service customers and supervise employees

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-11-15
S63	Uniform Securities Agent State Law Examination	1999-03-31

S65 Uniform Investment Adviser Law Examination

2018-11-15
S63 Uniform Securities Agent State Law Examination

1999-03-31

Other Names

Nicole Leslie Anne Simon

View on SEC IAPD