Stephen Charles Coggins

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2016 → 09/2022
  Hightower Securities, Llc
  Wilmington, NC
• 10/2016 → 09/2022
  Hightower Advisors, Llc
  Wilmington, NC
• 10/2022 → 12/2025
  Capfinancial Securities Llc
  Raleigh, NC
• 05/2001 → 03/2017
  Irongate Partners, Inc.
  Wilmington, NC
• 07/2012 → 10/2016
  Capital Investment Group, Inc.
  Raleigh, NC
• 10/2022 → Present
  Capfinancial Partners Llc (Captrust)
  Raleigh, NC

Previous Registrations

• 2016-10-28 → 2022-10-28
  Hightower Advisors, Llc
  Wilmington, NC
• 2010-03-03 → 2017-03-21
  Irongate Partners, Inc.
  Wilmington, NC
• 2013-01-02 → 2015-12-31
  Irongate Investment Management, Llc
  Wilmington, NC

Other Businesses

1. IRONGATE DEVELOPMENT, LLC, Investment Related; 2601 IRON GATE DR, STE 201, WILMINGTON, NC 28412. Real Estate; MEMBER. Start: 6/7/06, 1 Hr/Wk, 1 Hr during trading, Refer potential clients to licensed agents. 2. IRONGATE HOLDINGS, LLC, MEMBER. 2601 IRON GATE DR, STE 201, WILMINGTON, NC 28412. PERSONAL INVESTMENT. ACTIVITY IS INVESTMENT RELATED. STARTED 6/27/2005. 1 HR/WK, 0 HR DURING TRADING. 3. SHAC Holdings, Inc; Investment Related - no; 2601 IRON GATE DR, STE 201, WILMINGTON, NC; owner; Start: 11/1/2022; Hours/Month:0 ; Hours during Market Hours:0 ; Duties: president and partner 4. Name: Eden Village of Wilmington, Address: 1303 Kornegay Ave, Wilmington, NC 28405, Not Investment Related, Nature: a nonprofit supporting the homeless, Position/Title: Board of Directors, Start: 04/29/2025, Hours/Month: 4, Hours during Market Hours: 3, Duties: serve as volunteer member of the board

Exams

• S66 Uniform Combined State Law Examination
  2010-03-02
• S65 Uniform Investment Adviser Law Examination
  1998-12-23
• S63 Uniform Securities Agent State Law Examination
  1998-12-16

Other Names

• Steve Coggins
• Stephen Charles Coggins
• Stephen Coggins