Steven D Watts

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1998 → 05/2024
  Terra Securities Corporation
  St. Charles, IL
• 05/1996 → Present
  Watts & Associates
  Oswego, IL
• 05/2024 → 06/2024
  Securities America Advisors
  Yorkville, IL
• 06/2024 → 08/2024
  Osaic Wealth, Inc.
  Jersey City, NJ
• 08/2024 → Present
  Trillium Wealth
  Yorkville, IL
• 08/2024 → Present
  Cwm, Llc
  Omaha, NE
• 02/2024 → 08/2024
  Synergy Financial Services, Inc.
  Yorkville, IL

Previous Registrations

• 2024-06-14 → 2024-08-27
  Osaic Wealth, Inc.
  Scottsdale, AZ
  Yorkville, IL
• 2024-05-24 → 2024-06-14
  Securities America Advisors, Inc.
  Yorkville, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-02-02

Other Names

• Steven Douglas Watts