Daniel Roach

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2025 → Present
  Nuveen Asset Management, Llc
  Chicago, IL
• 10/2011 → 09/2025
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlottesville, VA
• 10/2011 → 09/2025
  Tiaa
  Charlottesville, VA
• 10/2021 → Present
  Nuveen Securities, Llc
  Charlottesville, VA

Previous Registrations

• 2011-10-18 → 2025-09-23
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlottesville, VA
  Charlottesville, VA
  Charlottesville, VA
  Charlottesville, VA
  Charlottesville, VA
• 2006-12-14 → 2011-09-29
  Wells Fargo Advisors Financial Network, Llc
  Issaquah, WA
  Eureka, CA
  Fort Wayne, IN
  Shorewood, IL
  Bozeman, MT
  San Francisco, CA
  Olympia, WA
  Federal Way, WA
  Terre Haute, IN
  Canton, OH
  Eagle River, AK
  Bellevue, WA
  Portland, OR
  Missoula, MT
  Spokane Valley, WA
  Boise, ID
  Boise, ID
  Rocklin, CA
  Lake Oswego, OR
  Portland, OR
  Gig Harbor, WA
  Silverdale, WA
  St. Louis, MO
  Lake Oswego, OR
  Starkville, MS
  San Jose, CA
  Richmond, VA
  Oak Harbor, WA
  Seattle, WA
  Santa Rosa, CA
  Yakima, WA
  Yakima, WA
  Tacoma, WA
• 2004-06-14 → 2006-12-07
  Wells Fargo Clearing Services, Llc
  Summit, NJ
  St. Louis, MO
  Glen Allen, VA

Other Businesses

PASSIVE PARTIAL OWNER OF BAHN MI, LLC 900 19 ST NW, WASHINGTON, DC NOT AN INVESTMENT RELATED ACTIVITY EFFECTIVE DATE: 10/31/2012 DEVOTE ZERO HOURS PER WEEK TO THIS ACTIVITY.

Exams

• S66 Uniform Combined State Law Examination
  2002-10-08

Other Names

• Daniel A Roach