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Eric James Karlson

Neuberger Berman Bd LLC

Tiki Island, TX

Chicago, IL

CRD 3084250

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-31
TX RA APPROVED 2022-10-31
  • NY RA
    APPROVED
    Since 2022-10-31
  • TX RA
    APPROVED
    Since 2022-10-31

Branch Locations

Tiki Island, TX • United States

190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Houston TX 09/2022 Present
Aig Asset Management (U.S.), Llc Houston TX 11/2010 09/2022
  • 09/2022 → Present
    Neuberger Berman
    Houston, TX
  • 11/2010 → 09/2022
    Aig Asset Management (U.S.), Llc
    Houston, TX
Other Businesses

Neuberger Berman BD LLC ("NBBD") is a wholly owned subsidiary of Neuberger Berman Investment Advisers LLC, ("NBIA") a registered investment adviser, which shares offices with each NBBD office. Concurrent with the Registered Representative's duties to NBBD throughout the Registered Representative's period of employment at NBBD, they also provide portfolio management services to various NBBD clients, including separate accounts and pooled investment vehicles, which are managed by NBIA, on an ongoing basis.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-30
S63 Uniform Securities Agent State Law Examination 1998-08-28
  • S66 Uniform Combined State Law Examination
    2022-09-30
  • S63 Uniform Securities Agent State Law Examination
    1998-08-28

View on SEC IAPD

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