Thomas John Rossi

Current Employers

Employment History

• 07/1998 → Present
  Northwestern Mutual Life Ins Co
  Milwaukee, WI
• 04/1999 → Present
  Northwestern Mutual Investment Services, Llc
  Chicago, IL
• 07/2014 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 50% OWNER, DVC VENTURES, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 06/16/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER OF LEGAL ENTITY FOR NM ENSEMBLE PURPOSES. THOMAS ROSSI & ASSOC. NON-INVEST. 2015 SPRINGS RD OAK BROOK IL. ESTABLISHED FOR BUSINESS EXPENSES ONLY, NOT HELD OUT TO THE PUBLIC. STD 6/18/08. 0 HRS. ORGANIZATION FOR BUSINESS EXPENSES, NOT HELD OUT TO THE PUBLIC. 3. 100% OWNER, THE COMMONERS, 1613 IMPERIAL CIRCLE, NAPERVILLE, , ILLINOIS, 60563, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 8/28/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, THIS IS A LOCAL COVER BAND. I AM THE SINGER AND WE PLAY LOCAL PARTIES, BARS, ESTABLISHMENTS. WE RECEIVE 1099 INCOME FOR OUR PERFORMANCES. 4. Owner, Tom Rossi & Associates Checking Account, Business Expenses 5. OWNER, HYSTERIA HOLDINGS LLC, LEGAL ENTITY, START DATE: 06/12/2024, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 6. OWNER, NP2022 HOLDINGS, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 01/01/2025, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-06-18
• S63 Uniform Securities Agent State Law Examination
  1999-07-12

Other Names

• Tom Rossi