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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-03-27 |
| TX | RA | APPROVED_RES | 2016-08-29 |
| GA | RA | APPROVED | 2007-02-14 |
Branch Locations
600 Colonial Park Drive [Satellite], Roswell, GA 30075 • United States
13560 Morris Rd Suite 1030, Alpharetta, GA 30004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Dunwoody | GA | 05/2009 | 04/2019 |
| Wells Fargo Advisors Financial Network Llc | Yardley | PA | 04/2019 | Present |
GALLMAN'S INVESTMENT MANAGEMENT LLC, INV RELATED, ATLANTA, GA, 100% OWNERSHIP, START 12/18/2006, 150 HRS PER MONTH, 37.5 HRS WEEKLY DURING TRADING, FINET PRACTICE. GALLMAN HOLDINGS LLC, INV RELATED, ATLANTA, GA, 100% OWNERSHIP, START 12/5/2006, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS FINET PRACTICE BUILDING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-28 |
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