Patrick Glenn Durden

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-01-06
VA	RA	APPROVED	2018-07-17
WI	RA	APPROVED	2012-06-06
CA	RA	APPROVED	2012-06-05

TX RA
APPROVED_RES

Since 2022-01-06
VA RA
APPROVED

Since 2018-07-17
WI RA
APPROVED

Since 2012-06-06
CA RA
APPROVED

Since 2012-06-05

Branch Locations

1005 Quinn Dr Ste 151, Waunakee, WI 53597 • United States

Waunakee, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp)	Waunakee	WI	04/2007	Present

04/2007 → Present

Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp)

Waunakee, WI

Other Businesses

(1) 03/09/2015: 1ST WISCONSIN WEALTH MANAGEMENT, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - IVN REL - 1005 QUINN DRIVE, #151, WAUNAKEE, WI 53597-2502 - START 04/07/2007 - 1 HR/MO NONE DURING SECS TRDG HRS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-04-09
S63	Uniform Securities Agent State Law Examination	1993-05-21

S65 Uniform Investment Adviser Law Examination

2013-04-09
S63 Uniform Securities Agent State Law Examination

1993-05-21

Other Names

Patrick Durden

View on SEC IAPD