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Current Employers
Missionsquare Retirement

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-12-16
SC RA APPROVED 2024-12-02
MD RA APPROVED 2024-11-26
NC RA APPROVED 2024-11-26
MS RA APPROVED 2022-11-08
FL RA APPROVED 2022-11-07
GA RA APPROVED 2022-11-03
AL RA APPROVED 2022-10-14
KY RA APPROVED 2018-06-04
DC RA APPROVED 2016-12-27
VA RA APPROVED 2016-12-01
  • DE RA
    APPROVED
    Since 2024-12-16
  • SC RA
    APPROVED
    Since 2024-12-02
  • MD RA
    APPROVED
    Since 2024-11-26
  • NC RA
    APPROVED
    Since 2024-11-26
  • MS RA
    APPROVED
    Since 2022-11-08
  • FL RA
    APPROVED
    Since 2022-11-07
  • GA RA
    APPROVED
    Since 2022-11-03
  • AL RA
    APPROVED
    Since 2022-10-14
  • KY RA
    APPROVED
    Since 2018-06-04
  • DC RA
    APPROVED
    Since 2016-12-27
  • VA RA
    APPROVED
    Since 2016-12-01

Branch Locations

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Icma Retirement Corporation Washington DC 02/2005 Present
  • 02/2005 → Present
    Icma Retirement Corporation
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-22
S63 Uniform Securities Agent State Law Examination 1993-03-30
  • S65 Uniform Investment Adviser Law Examination
    2009-12-22
  • S63 Uniform Securities Agent State Law Examination
    1993-03-30

View on SEC IAPD

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