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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-18 |
| TX | RA | APPROVED_RES | 2011-02-14 |
Branch Locations
4370 S Taylor Rd Ste 100, Orchard Park, NY 14127 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Orchard Park | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Orchard Park | NY | 11/2016 | Present |
RCMS SERVICE CORP; NOT INVESTMENT RELATED; TONAWANDA,NY; OFFICE CLEANER; START DATE 08/16/2021; NUMBER OF HOURS PER MONTH 80; NUBMER OF HOURS DURING TRADING 0; CLEANING OFFICES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-12-01 |
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