James Staley Robinson

Employer firm

Principal Asset Management CRD 109002

$428B regulatory AUM 137 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2004 → Present
  Principal Securities, Inc.
  Des Moines, IA
• 12/2010 → Present
  Principal Funds Distributor, Inc
  Des Moines, IA
• 11/2018 → Present
  Principal Asset Management
  Des Moines, IA

Previous Registrations

• 2007-09-26 → 2010-12-16
  Principal Asset Management
  Clearwater, FL

Other Businesses

1) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates. 2) THE BRAVE PIONEER, LLC, 1628 CONWAY ISLE CIR, ORLANDO, FL. CO-OWNER, LLC FORMED TO PURCHASE CONDOS. NOT INVESTMENT-RELATED. 2 HOURS/YEAR DURING SECURITIES TRADING HOURS. EFF 3/2016. 3) Board Member - Super Holiday Educational Experiences - 116 Gatlin Ave, Orlando, FL 32806. Assist with supporting youth and fundraising. 2-4 hours per month, 0 during trading, no compensation. Effective 02/13/2026.

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-12-17
• S65 Uniform Investment Adviser Law Examination
  2004-06-22

Other Names

• Jim S Robinson