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2700 Post Oak Blvd. 22Nd Floor; Suite 22-122, Houston, TX 77056 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-09 |
Branch Locations
2700 Post Oak Blvd. 22Nd Floor; Suite 22-122, Houston, TX 77056 • United States
The Woodlands, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global Financial Services, Llc | Houston | TX | 09/2015 | 06/2016 |
| Gfs Advisors, Llc | Houston | TX | 09/2015 | 06/2016 |
| Mgl Consulting Llc | The Woodlands | TX | 03/2018 | Present |
| Rcx Capital Group, Llc | The Woodlands | TX | 05/2018 | Present |
| Covenant Investment Capital, Llc | San Diego | CA | 05/2018 | 04/2021 |
| Unemployed | The Woodlands | TX | 03/2017 | 02/2018 |
| Global Financial Services, Llc | Houston | TX | 10/2016 | 02/2017 |
| Unemployed | The Woodlands | TX | 06/2016 | 09/2016 |
| Finamex International, Llc | Houston | TX | 11/2019 | Present |
| Housing Acquisitions, Lp | Houston | TX | 05/2021 | 09/2021 |
| Trb Capital Markets Llc | Harlingen | TX | 09/2023 | 12/2024 |
| Finamex Asset Management, Llc | Houston | TX | 08/2023 | Present |
NAME OF BUSINESS - NORFALIA CARABALI FOUNDATION USA; INVESTMENT RELATED - NO; ADDRESS - 17402 TEMPE CT., HOUSTON, TEXAS 77095; NATURE - NON-PROFIT FOUNDATION FOR EDUCATIONAL, SPORTS AND CHARITABLE PURPOSES; TITLE - DIRECTOR; START DATE - 2015; APPROXIMATE NUMBER OF HOURS PER MONTH - .5 WITH ZERO DURING TRADING HOURS; DUTIES - PLAN & REVIEW UPCOMING PROJECTS AND ACTIVITIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-09 |
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