Dimitrios George Nickols

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 10/2019 → 11/2022
  Self-Employed
  Charlotte, NC
• 12/2019 → 11/2022
  Self-Employed
  Charlotte, NC

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 12/2023 APPROXIMATE HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 05/2024 APPROXIMATE HOURS: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MANAGE ACCOUNT NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 05/2024 APPROXIMATE HOURS: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MANAGE ACCOUNT NAME OF BUSINESS: TRUSTEE FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: FIDUCIARY POSITION: TRUSTEE START DATE: 01/2024 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MANAGE TRUST

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-10-05
• S63 Uniform Securities Agent State Law Examination
  2016-09-19

Other Names

• Dimitri Nickols