Betty E Nollmann

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 05/2021
  J.P. Morgan Securities Llc
  Tampa, FL
• 06/2021 → 10/2022
  Rw Baird
  Asheville, NC
• 11/2022 → Present
  Raymond James Financial Services, Inc.
  Asheville, NC
• 11/2022 → Present
  Webb Investment Services, Inc.
  Asheville, NC
• 11/2022 → Present
  Raymond James Financial Services Advisors, Inc.
  Asheville, NC

Previous Registrations

• 2021-06-24 → 2022-10-24
  Robert W. Baird & Co. Incorporated
  Asheville, NC
• 2013-09-26 → 2021-05-18
  J.P. Morgan Securities Llc
  Tampa, FL
  Largo, FL
  Largo, FL
  Wesley Chapel, FL
  Tampa, FL
  Tampa, FL
  St Petersburg, FL
  St Pete Beach, FL
  Clearwater, FL
  Lutz, FL

Other Businesses

(1)Name of Business: Gratz Park Private Wealth Address: 82 Patton Ave Ste 610, Asheville, NC, 28801-3327, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Assistant to Financial Advisor

Exams

• S66 Uniform Combined State Law Examination
  2013-09-24
• S63 Uniform Securities Agent State Law Examination
  1996-08-02

Other Names

• Betty E Moore
• Betty Elaine Laliberte
• Betty Elaine Moore
• Betty Elaine Nollmann