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Cesar R E Morel

Ameriprise Financial Services, LLC

Midlothian, VA

Chesterfield, VA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-05
VA RA APPROVED 1993-04-14
  • TX RA
    APPROVED_RES
    Since 2006-10-05
  • VA RA
    APPROVED
    Since 1993-04-14

Branch Locations

1 Park West Cir Ste 208, Midlothian, VA 23114 • United States

Chesterfield, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Midlothian VA 09/2005 03/2020
Ameriprise Financial Services, Llc Midlothian VA 03/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-03-24
S65 Uniform Investment Adviser Law Examination 1993-03-15
  • S63 Uniform Securities Agent State Law Examination
    1993-03-24
  • S65 Uniform Investment Adviser Law Examination
    1993-03-15
Other Names
  • Ed Morel

View on SEC IAPD

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Other Offices

STEWARD PARTNERS INVESTMENT ADVISORY, LLC · Midlothian, VA
KESTRA ADVISORY SERVICES, LLC · Midlothian, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Midlothian, VA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Midlothian, VA
EDWARD JONES · MIDLOTHIAN, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Midlothian, VA
J. W. COLE ADVISORS, INC. · Midlothian, VA
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