James Edward Altenbach

Employer firm

Diversify Advisory Services, LLC CRD 326060

$4.65B regulatory AUM 40 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 12/2018
  Penniall & Associates
  Pasadena, CA
• 12/2011 → 12/2018
  United Planners' Financial Services
  Scottsdale, AZ
• 01/2019 → Present
  Dfpg Investments, Inc.
  Sandy, UT
• 09/2023 → Present
  Diversify Advisory Services
  Sandy, UT

Previous Registrations

• 2015-09-03 → 2018-12-31
  Bridge Advisory Llc
  Pasadena, CA
• 2006-11-13 → 2007-10-10
  South Lake Avenue Securities Corporation
  Pasadena, CA
  Pasadena, CA

Other Businesses

1. CFA Los Angeles Volunteer; Non-Investment Related; Personal Residence; Non-Profit; Volunteer; 1/2021; 5% during business hours; Volunteer as I have in past to direct programming for the CFA Society of Los Angeles

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-09-25

Designations

• Chartered Financial Analyst