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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-03 |
Branch Locations
Madera, CA • United States
1030 Nevada Street Suite 203, Redlands, CA 92374 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Marketing Corporation | Scottsdale | AZ | 08/2016 | 01/2023 |
| Tiaa | Los Angeles | CA | 01/2023 | 06/2023 |
| Tiaa-Cref Individual & Institutional Services, Llc | Los Angeles | CA | 01/2023 | 06/2023 |
| Empower Financial Services, Inc | Greenwood Village | CO | 07/2023 | 03/2026 |
| Voya Financial Advisors | Madera | CA | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-12 |
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