Dean Allan Lammert

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1997 → Present
  Bank Of America, N.A.
  San Antonio, TX
• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Antonio, TX

Previous Registrations

• 2002-12-18 → 2009-10-23
  Banc Of America Investment Services, Inc.
  San Antonio, TX
  San Antonio, TX

Other Businesses

I*412464, Entity Type: Entity Charitable, Name of OBA: Kronkosky Charitable Foundation, Address: San Antonio, Texas 78205, Investment Related: N, Position, Title, Association: Committee, Employee Start Date: 08/15/2019, No Hours: 2, No Hours during trading: 1, Duties: Member of a three person distribution committee I*: 2249330 Entity Type: For Profit Name of OBA: Tres Amigos Land and Cattle Company, LLC Address: Horseshoe Bay, TX 78657 Investment Related: No Position, Title, Association: Owner Employee Start Date: 09/18/2024 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: This is an entity for ranch expenses and I will be overseeing those I*: 2249331 Entity Type: Business or Industry Organization Name of OBA: Tres Amigos LBJ, Limited Liability Company Address: Horseshoe Bay, TX 78657 Investment Related: No Position, Title, Association: Owner Employee Start Date: 06/20/2010 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Hold condominium property in San Antonio and Horseshoe Bay for liability purposes. Paying expenses I*: 2249332 Entity Type: Business or Industry Organization Name of OBA: Tres Amigos LH, LLC Address: Horseshoe Bay, TX 78657 Investment Related: No Position, Title, Association: Owner Employee Start Date: 09/04/2024 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Hold Lake House at Lake LBJ for liability purposes. Pay expenses I*: 2250289 Entity Type: For Profit Name of OBA: LAMFAM Ventures, LP Address: Horseshoe Bay TX 78657 Investment Related: No Position, Title, Association: owner Employee Start Date: 09/18/2024 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: This is a family liquidity entity that will manage in a non discretionary manner family liquid assets I will not write checks on accounts in this entity

Exams

• S66 Uniform Combined State Law Examination
  2002-12-17
• S63 Uniform Securities Agent State Law Examination
  1992-03-11