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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-03-12 |
| NJ | RA | APPROVED | 2004-11-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Florham Park | NJ | 09/1994 | Present |
I*33014 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: COKESBURY UNITED METHODIST CHURCH INVESTMENT RELATED: N ADDRESS OF BUSINESS: 230 COKESBURY RD, LEBANON, NEW JERSEY 8833 NATURE OF BUSINESS: OTHER, CHURCH COMMITTEE POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 12:00:00 AM NUMBER OF HOURS DEVOTED: 4 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: NON PROFIT - CHURCH TRUSTEE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-29 |
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