Randall S. Rogers

Strategic Advisers LLC

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Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-03-31
WI	RA	APPROVED	2025-03-31

TX RA
APPROVED

Since 2025-03-31
WI RA
APPROVED

Since 2025-03-31

Branch Locations

Waunakee, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Uhlmann Price Securities Llc	Chicago	IL	01/2016	07/2019
Waypoint Direct Investments, Llc	Stamford	CT	06/2019	06/2021
Fidelity Investments	Smithfield	RI	10/2021	Present
Unemployed	Mashpee	MA	07/2021	09/2021
Fidelity Investments	Boston	MA	03/2025	Present

01/2016 → 07/2019

Uhlmann Price Securities Llc

Chicago, IL
06/2019 → 06/2021

Waypoint Direct Investments, Llc

Stamford, CT
10/2021 → Present

Fidelity Investments

Smithfield, RI
07/2021 → 09/2021

Unemployed

Mashpee, MA
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2022-01-20 → 2025-03-31

Fidelity Personal And Workplace Advisors

Smithfield, RI
2018-04-24 → 2019-07-10

Uhlmann Investment Management, L.L.C.

Skokie, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-12-23
S63	Uniform Securities Agent State Law Examination	1991-11-21

S66 Uniform Combined State Law Examination

2021-12-23
S63 Uniform Securities Agent State Law Examination

1991-11-21

Other Names

Randall Scott Rogers
Randall Rogers

View on SEC IAPD

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