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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1992-07-01
  • TX RA
    APPROVED
    Since 1992-07-01

Branch Locations

5100 Belt Line Rd. Suite 852, Dallas, TX 75254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Dallas TX 06/1992 Present
Charles Schwab Bank Dallas TX 06/2005 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-03-17
  • S63 Uniform Securities Agent State Law Examination
    1992-03-17
Other Names
  • Felicia Lazo

View on SEC IAPD

Other Firms

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