Michael Peter Golik

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → Present
  Stifel Nicholaus
  Charlotte, NC

Previous Registrations

• 2007-09-27 → 2008-01-04
  A. G. Edwards & Sons, Inc.
  Charlotte, NC
  Charlotte, NC

Exams

• S66 Uniform Combined State Law Examination
  2007-09-19
• S65 Uniform Investment Adviser Law Examination
  2000-06-23
• S63 Uniform Securities Agent State Law Examination
  1994-10-06

Other Names

• Michael P Golik