Sandra Jean Harold

Farmington Hills, MI

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-08-24

TX RA
APPROVED_RES

Since 2011-08-24

Branch Locations

35055 West Twelve Mile Road Suite 101, Farmington Hills, MI 48331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Farmington Hills	MI	12/2010	Present

12/2010 → Present

Morgan Stanley Smith Barney Llc

Farmington Hills, MI

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2007-02-20

S63 Uniform Securities Agent State Law Examination

2007-02-20

Other Names

Sandra Jean Lockwood

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC

FIFTH THIRD SECURITIES, INC.

OSAIC ADVISORY SERVICES, LLC

EQUITY PLANNING GROUP, INC.

J.P. MORGAN SECURITIES LLC

GLASS RETIREMENT STRATEGIES, INC.

CITIZENS SECURITIES, INC.

Other Investors

ERIC JAMES FURLOTTE

DAVID ROBERT SAROTTE

DANIEL THOMAS MILNAMOW

JASON NATHANIEL BATCHELDER

Brian Joseph Hanley

Jarred Height-Kaplan

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · FARMINGTON HILLS, MI

EDWARD JONES · FARMINGTON HILLS, MI

FIFTH THIRD SECURITIES, INC. · WEST BLOOMFIELD, MI

AMERIPRISE FINANCIAL SERVICES, LLC · FARMINGTON HILLS, MI

OSAIC ADVISORY SERVICES, LLC · WEST BLOOMFIELD, MI

EDWARD JONES · WEST BLOOMFIELD, MI

OSAIC ADVISORY SERVICES, LLC · WEST BLOOMFIELD,, MI

EQUITY PLANNING GROUP, INC. · WEST BLOOMFIELD, MI

More in Farmington Hills, MI

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