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William Louis Gaul

J.P. Morgan Securities LLC

Jacksonville, FL

Wilmette, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-02-11
NM RA APPROVED 2026-01-12
NY RA APPROVED 2021-12-01
TX RA APPROVED 2018-04-09
IL RA APPROVED 2015-01-26
  • LA RA
    APPROVED
    Since 2026-02-11
  • NM RA
    APPROVED
    Since 2026-01-12
  • NY RA
    APPROVED
    Since 2021-12-01
  • TX RA
    APPROVED
    Since 2018-04-09
  • IL RA
    APPROVED
    Since 2015-01-26

Branch Locations

7255 Baymeadows Way, Jacksonville, FL 32256 • United States

1200 Central Ave, Wilmette, IL 60091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Wilmette IL 12/2014 Present
Jpmorgan Chase Bank, Na. Wilmette IL 12/2014 Present
Previous Registrations
  • 2009-11-13 → 2009-12-31
    Pnc Wealth Management Llc
    Highland Park, IL
  • 2006-04-12 → 2009-11-13
    Natcity Investments, Inc.
    Highland Park, IL
    Highland Park, IL
    Peoria, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-16
S65 Uniform Investment Adviser Law Examination 1994-08-29
S63 Uniform Securities Agent State Law Examination 1991-05-09
  • S66 Uniform Combined State Law Examination
    2015-01-16
  • S65 Uniform Investment Adviser Law Examination
    1994-08-29
  • S63 Uniform Securities Agent State Law Examination
    1991-05-09
Designations
Other Names
  • Bill Gaul

View on SEC IAPD

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Other Offices

LPL ENTERPRISE, LLC · JACKSONVILLE, FL
MADDEN ADVISORY SERVICES, INC. · JACKSONVILLE, FL
SANCHEZ WEALTH MANAGEMENT GROUP, LLC · JACKSONVILLE, FL
LPL FINANCIAL LLC · JACKSONVILLE, FL
LPL FINANCIAL LLC · JACKSONVILLE, FL
J.P. MORGAN SECURITIES LLC · Jacksonville, FL
J.P. MORGAN SECURITIES LLC · Jacksonville , FL
J.P. MORGAN SECURITIES LLC · JACKSONVILLE, FL

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