Ronald W Wilson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 03/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
• 03/2017 → 10/2018
  Bank Of America, N.A.
  Dallas, TX
• 12/2018 → 03/2020
  Bok Financial Asset Management, Inc.
  Houston, TX
• 03/2020 → 10/2020
  Unemployed
  Garland, TX
• 10/2020 → Present
  Lpl Financial Llc
  Garland, TX

Previous Registrations

• 2018-12-06 → 2020-03-03
  Bok Financial Asset Management, Inc.
  Houston, TX
• 2012-04-26 → 2018-11-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
• 2007-04-02 → 2010-06-04
  Van Kampen Advisors Inc
  Garland, TX
  Houston, TX
• 2004-10-20 → 2007-04-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
  Dallas, TX

Other Businesses

1)10/22/2020 - Nicklas Financial - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s)

Exams

• S66 Uniform Combined State Law Examination
  2005-03-01
• S63 Uniform Securities Agent State Law Examination
  1991-02-20

Other Names

• Ron Wilson
• Ronald Wayne Wilson