Robert Willard Jeffords

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2001 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-09-23 → 2016-10-03
  Investors Capital Corp.
  Greenwich, NY
  Lynnfield, MA
  Greenville, SC
  Lynnfield, MA
  Greenwich, NY

Other Businesses

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 9/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE AND ANNUITIES; 2.NAME OF OTHER BUSINESS: ROBERT W. JEFFORDS, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: INCOME TAX PREPARATION, PAYROLL AND TAX PREPERATION, ACCOUNTING SERVICES, START DATE: 7/2016, APX NUMBER OF HOURS PER WEEK: 12, APX NUMBER OF TRADING HOURS PER WEEK: 12, POSITION/TITLE/RELATIONSHIP: REGISTERED INCOME TAX PREPARER, BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION; 3.NAME OF OTHER BUSINESS: SOUTHERN ADIRONDACK LIBRARY SYSTEM, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: LIBRARY SYSTEM, START DATE: 7/2016, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF TRADING HOURS PER WEEK: 1, POSITION/TITLE/RELATIONSHIP: TREASURER, BRIEF DESCRIPTION OF DUTIES: SIGN CHECKS, CASH MANAGEMENT, AND ACCOUNTING OVERSIGHT;

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-09-12
• S63 Uniform Securities Agent State Law Examination
  1990-10-23