Philip Daniel Ray

Current Employers

Regency Investment Advisors Inc

1312 W Herndon, Suite 101, Fresno, CA 93711 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01

CA RA
APPROVED

Since 2025-01-01

Branch Locations

1312 W Herndon, Suite 101, Fresno, CA 93711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Regency Investment Advisors, Inc	Fresno	CA	06/1995	Present

06/1995 → Present

Regency Investment Advisors, Inc

Fresno, CA

Other Businesses

MEMBER OF 1312, LLC CREATED JUNE, 2010, TO PURCHASE A COMMERCIAL REAL ESTATE BUILDING LEASE TO REGENCY INVESTMENT ADVISORS AND OTHER TENANTS. ADDRESS IS 1312 W HERNDON, SUITE 101, FRESNO, CA 93711. DEVOTE ~2 HOURS/MONTH OUTSIDE OF OF MY USUAL WORK HOURS AT REGENCY INVESTMENT ADVISORS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-12-12

S63 Uniform Securities Agent State Law Examination

1990-12-12

Designations

Other Names

Daniel Ray

View on SEC IAPD