Nigel William Stearns

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 05/2018
  Niagara University
  Lewiston, NY
• 07/2016 → 09/2016
  David K. Mitchell Financial
  Nanticoke, PA
• 06/2017 → 07/2017
  Cushman And Wakefield
  New York, NY
• 12/2017 → 01/2018
  Forthwright Wealth Planning
  Nanticoke, PA
• 06/2011 → 09/2016
  Huntsville Golf Club
  Lehman, PA
• 08/2018 → 06/2021
  Citizens Securities, Inc
  Canton, MA
• 06/2018 → 06/2021
  Citizens Bank
  Boston, MA
• 06/2021 → 01/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Camp Hill, PA
• 03/2022 → Present
  Tiaa
  Carlisle, PA
• 03/2022 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Carlisle, PA

Previous Registrations

• 2021-10-01 → 2022-01-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Camp Hill, PA
  New York, NY
• 2021-03-05 → 2021-06-25
  Citizens Securities, Inc.
  Boston, MA
  Dedham, MA
  Burlington, MA
  Woburn, MA
  Boston, MA

Other Businesses

WEST SHORE COUNTRY CLUB POSITION: Grounds Crew NATURE: Country Club that provides dining, golf, tennis, swimming, and other amenities. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 05/03/2025 ADDRESS: 100 Brentwater Rd, Camp Hill PA 17011, United States DESCRIPTION: Golf Course Maintenance

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-02-25
• S63 Uniform Securities Agent State Law Examination
  2019-01-25

Other Names

• Nigel William Stearns
• Nigel Stearns
• Nigel W Stearns