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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-19 |
| WA | RA | APPROVED | 2023-10-19 |
Branch Locations
5303 Point Fosdick Drive, Gig Harbor, WA 98335 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Columbia Bank | Tacoma | WA | 02/2022 | 03/2023 |
| Cetera Investment Services Llc | St Cloud | MN | 02/2022 | 10/2023 |
| Cetera Investment Advisers Llc | Tacoma | WA | 02/2022 | 10/2023 |
| Umpqua Bank | Gig Harbor | WA | 03/2023 | Present |
| Raymond James Financial Services, Inc. | Gig Harbor | WA | 10/2023 | Present |
| Raymond James Financial Services Advisors, Inc | Gig Harbor | WA | 02/2022 | Present |
| Key Investment Services Llc | Tacoma | WA | 12/2005 | 02/2022 |
(1)Name of Business: Columbia Wealth Advisors Address: 5303 Point Fosdick Dr, Gig Harbor, WA, 98335-1720, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/02/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-26 |
| S65 | Uniform Investment Adviser Law Examination | 1997-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-06 |
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