James A Halabi

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-09-02
DC	RA	APPROVED	2025-04-10

Branch Locations

797 Rockville Pike, Rockville, MD 20852 • United States

14945 Shady Grove Road, Rockville, MD 20850 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Capital One Financial Advisors	Melville	NY	07/2012	09/2017
Capital One Sharebuilder, Inc.	Mclean	VA	01/2015	09/2017
Sharebuilder 401K	Seattle	WA	01/2015	09/2017
Cuso Financial Services, Lp	San Diego	CA	09/2017	01/2019
Tdameritrade	Bethesda	MD	04/2019	12/2022
Charles Schwab And Co., Inc.	Bethesda	MD	12/2022	03/2025
Charles Schwab Bank Ssb	Bethesda	MD	07/2024	03/2025
Pnc Investments Llc	Washington	DC	03/2025	Present

2022-01-26 → 2025-04-05

Charles Schwab & Co., Inc.

Potomac, MD
2019-04-12 → 2023-09-07

Td Ameritrade Investment Management, Llc

North Bethesda, MD

Potomac, MD
2019-04-12 → 2022-10-14

Td Ameritrade, Inc.

Potomac, MD

Omaha, NE
2017-09-05 → 2019-01-30

Cuso Financial Services, L.P.

Falls Church, VA

Potomac, MD

Mclean, VA

Kensington, MD

Rockville, MD
2015-01-28 → 2017-09-07

Capital One Advisors, Llc

Seattle, WA
2012-08-16 → 2015-01-28

Capital One Financial Advisors Llc

Melville, NY
2011-06-15 → 2012-08-02

Mml Investors Services, Llc

Mclean, VA
2007-11-26 → 2010-09-16

Truist Investment Services, Inc.

Rockville, MD

Rockville, MD

Silver Spring, MD

Laurel, MD

Wheaton, MD
2006-11-14 → 2007-09-11

Merrill Lynch, Pierce, Fenner & Smith Incorporated

North Bethesda, MD

1) 07/18/2018 / Landlord / Cuevas Garcia Group / Investment related / 0 hours during trading //

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-11-13
S63	Uniform Securities Agent State Law Examination	1994-02-16

Other Firms