Randie Jill Sanford

Employer firm

Kingswood Wealth Advisors, LLC CRD 288792

$3.80B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
HOURLY CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers

Kingswood Wealth Advisors, Llc

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-07-26

NY RA
APPROVED

Since 2024-07-26

Branch Locations

Woodbury, NY • United States

Disclosures

4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Nna	Syosset	NY	11/2010	Present
Kingswood Wealth Advisors	Woodbury	NY	07/2024	Present

11/2010 → Present

Nna

Syosset, NY
07/2024 → Present

Kingswood Wealth Advisors

Woodbury, NY

Other Businesses

Randie J. Enterprise/ Randie J. Sanford,Is Investment Related,"27 Jennings Lane, , Woodbury, NY, 11797, United States",Insurance,Owner,7/10/2025,20 hours per month,0 hours per month during trading hours,Commission Compensation,Insurance Agent Life Variable Life/Variable Annuities Accident and Health License Number LA-794644

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-04-21
S63	Uniform Securities Agent State Law Examination	1992-08-28

S65 Uniform Investment Adviser Law Examination

2024-04-21
S63 Uniform Securities Agent State Law Examination

1992-08-28

Other Names

Randie Jill Wilens
Bandie Jill Wilens
Randi Manuel
Randie J Sanford

View on SEC IAPD