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CRD 2079342
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-02-26 |
| TN | RA | APPROVED | 2012-03-20 |
Branch Locations
1701 21St Avenue South, Nashville, TN 37212 • United States
130 W. Northfield Blvd., Murfreesboro, TN 37075 • United States
120 5Th Avenue North, Franklin, TN 37064 • United States
200 Indian Lake Blvd., Hendersonville, TN 37075 • United States
2100 Trenton Road, Clarksville, TN 37040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cornerstone Fcu | Nashville | TN | 06/2003 | Present |
| Lpl | Nashville | TN | 03/2012 | Present |
1. 2/16/2012: CORNERSTONE FINANCIAL INVESTMENTS & INSURANCE - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 4/22/2015: TOTAL PACKAGE EVENTS - NOT INVESTMENT RELATED - VARIOUS LOCATIONS BY EVENT - 3 HOURS PER MONTH/0 HOURS DURING TRADING - CHARITY BLACKJACK DEALER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-10 |
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