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Dwight Kimball Montgomery

Newedge Advisors

New Orleans, LA

Gahanna, OH

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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-11-01
  • OH RA
    APPROVED
    Since 2021-11-01

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

Gahanna, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Columbus OH 09/2005 08/2017
Mid Atlantic Financial Management, Inc Pittsburgh PA 11/2018 Present
National Christian Foundation - Ohio Columbus OH 09/2017 Present
Newedge Advisors, Llc New Orleans LA 11/2021 Present
  • 09/2005 → 08/2017
    Ameriprise Financial Services, Inc.
    Columbus, OH
  • 11/2018 → Present
    Mid Atlantic Financial Management, Inc
    Pittsburgh, PA
  • 09/2017 → Present
    National Christian Foundation - Ohio
    Columbus, OH
  • 11/2021 → Present
    Newedge Advisors, Llc
    New Orleans, LA
Previous Registrations
  • 2018-11-19 → 2021-11-01
    Mid Atlantic Financial Management, Inc.
    Gahanna, OH
    Pittsburgh, PA
    Dublin, OH
  • 1999-09-12 → 2017-08-22
    Ameriprise Financial Services, Llc
    Gahanna, OH
    Columbus, OH
    Cambridge, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-02-02
S65 Uniform Investment Adviser Law Examination 1996-02-02
  • S63 Uniform Securities Agent State Law Examination
    1996-02-02
  • S65 Uniform Investment Adviser Law Examination
    1996-02-02
Designations

View on SEC IAPD

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