Stephanie Joan Thompson

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2010-06-23
TX	RA	APPROVED	2004-08-25
NJ	RA	APPROVED	2002-12-12

PA RA
APPROVED

Since 2010-06-23
TX RA
APPROVED

Since 2004-08-25
NJ RA
APPROVED

Since 2002-12-12

Branch Locations

475 Rolling Ridge Dr, State College, PA 16801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Altoona	PA	01/1995	Present

01/1995 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Altoona, PA

Other Businesses

I*3691313 Entity Type: N/A Name of OBA: M L T Address: Hollidaysburg, Pennsylvania, 16648 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 02/02/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Spouse

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-12-09
S63	Uniform Securities Agent State Law Examination	1990-08-17

S66 Uniform Combined State Law Examination

2002-12-09
S63 Uniform Securities Agent State Law Examination

1990-08-17

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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