Jeffrey Scott Schauermann

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2003-05-30
CO	RA	APPROVED	1999-01-01

TX RA
APPROVED_RES

Since 2003-05-30
CO RA
APPROVED

Since 1999-01-01

Branch Locations

212 E Kiowa Ave, Ste 1, Ft. Morgan, CO 80701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Ft. Morgan	CO	01/1997	Present

01/1997 → Present

Lpl Financial Llc

Ft. Morgan, CO

Other Businesses

1. 11/24/2009: WESTERN RETIREMENT CONSULTANTS - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 10% - OFFICIAL COMPANY NAME FOR THE 401K BUSINESS WE CURRENTLY MANAGE. 2. 8/20/2015: NO BUSINESS NAME - INVESTMENT RELATED - 215 ASPEN STREET, FT MORGAN, CO 80701 - OUTSIDE/W-2 EMPLOYMENT - STARTED 12/10/2008 - 2 HOURS PER MONTH, 0 DURING SECURITIES TRADING - SERVE LEGAL DOCUMENTS FOR LOCAL ATTORNEYS. 3. 8/20/2015: NO BUSINESS NAME - NOT INVESTMENT RELATED - 215 ASPEN STREET, FORT MORGAN, CO 80701 - OTHER-SALE OF SEASON TICKETS - STARTED 09/30/2011 - 2 HOURS PER MONTH/0 HOURS DURING SECURITIES TRADING - SALE OF SEASON TICKETS FOR BASEBALL. 4. 8/24/2015: NO BUSINESS NAME - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - STARTED 03/15/2002 - 6 HOURS PER MONTH/2 HOURS DURING SECURITIES TRADING - LIFE, FIXED ANNUITIES. 5. 11/11/2019 - National Benefits Consultants - Investment related - Clients homes - Non-Variable Insurance - start date:12/1/2019 - 6 hrs/mo - 0 hrs during trading. 6. 11/11/2019 - Brokers Choice of America - Investment related - Client's home - Non-Variable Insurance - start date:12/1/2019 - 15 hrs/mo - 4 hrs during trading. 7. 07/23/2024 - Saybrus Partners - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 8/1/2024 - 10 Hrs/Mo; 5 Hrs During Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-09-12

S63 Uniform Securities Agent State Law Examination

1990-09-12

View on SEC IAPD