Chooi Mei Thoe

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 11/2017
  Scottrade
  San Gabriel, CA
• 11/2017 → 11/2018
  Citigroup
  Diamond Bar, CA
• 03/2019 → 03/2020
  Ameriprise Financial Services, Inc.
  Newport Beach, CA
• 11/2018 → 03/2019
  Unemployed
  Irvine, CA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Newport Beach, CA

Previous Registrations

• 2017-11-13 → 2018-11-30
  Citigroup Global Markets Inc.
  Fresno, CA
  Tustin, CA
  Burbank, CA
  Fountain Valley, CA
  Tustin, CA
  Newbury Park, CA
  La Canada-Flintridge, CA
  Diamond Bar, CA
• 2016-08-31 → 2017-11-22
  Scottrade Investment Management
  Saint Louis, MO

Other Businesses

Real Estate Ownership; Condo; 17 Meadowgrass, Irvine, CA 92604, ,; Investment-Related; 12/18/2014 / Condominium; 5 Heritage, , Irvine, CA, 92604; Investment-Related; 01/01/2022 / Condominium.; 618 Lakeview Ln #15, , Costa Mesa, CA, 92626; Investment-Related; 02/01/2023 / Co-operative property.; 263 Calle Aragon UNIT A, , Laguna Woods, CA, 92637; Investment-Related; 08/08/2025. Business Ownership; K & M Enterprise; Owner; Rental property; 21 Liliano, Irvine, CA 92614, ,; Investment-Related; 12/18/2014; 0 hours per month; 0 during trading hours. Outside Employment; Gold Sentinel, Inc.; Collaborate with research, investment solutions, trading and realign portfolios.; Manage advisory business; 4695 MacArthur Court Suite 1100, , Newport Beach, CA, 92660; Investment-Related; 04/26/2024; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2014-01-04

Other Names

• Chooi Thoe