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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-04-24
  • NH RA
    APPROVED
    Since 2025-04-24

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Hollis, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities Inc Andover MA 08/2014 04/2019
Santander Bank, Na Boston MA 08/2019 08/2022
Santander Securities, Llc Dorchester MA 08/2019 08/2022
Unemployed Hollis NH 04/2019 08/2019
Cambridge Investment Research, Inc. Fairfield IA 08/2022 04/2025
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2022 04/2025
Wealth Enhancement Brokerage Services Hollis NH 04/2025 Present
Wealth Enhancement Group Hollis NH 04/2025 Present
Wealth Enhancement Advisory Services Hollis NH 04/2025 Present
  • 08/2014 → 04/2019
    Gwfs Equities Inc
    Andover, MA
  • 08/2019 → 08/2022
    Santander Bank, Na
    Boston, MA
  • 08/2019 → 08/2022
    Dorchester, MA
  • 04/2019 → 08/2019
    Unemployed
    Hollis, NH
  • 08/2022 → 04/2025
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2022 → 04/2025
    Fairfield, IA
  • 04/2025 → Present
    Wealth Enhancement Brokerage Services
    Hollis, NH
  • 04/2025 → Present
    Wealth Enhancement Group
    Hollis, NH
  • 04/2025 → Present
    Wealth Enhancement Advisory Services
    Hollis, NH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-03
S63 Uniform Securities Agent State Law Examination 2006-01-17
S65 Uniform Investment Adviser Law Examination 1992-08-19
  • S66 Uniform Combined State Law Examination
    2019-06-03
  • S63 Uniform Securities Agent State Law Examination
    2006-01-17
  • S65 Uniform Investment Adviser Law Examination
    1992-08-19

View on SEC IAPD

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