Mark Richard Neubauer

Current Employers

Vantage Point Wealth Management

505 North Highway 169 Suite 260, Plymouth, MN 55441 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2016-12-12

MN RA
APPROVED

Since 2016-12-12

Branch Locations

505 North Highway 169 Suite 260, Plymouth, MN 55441 • United States

7101 York Ave S. Suite 350, Edina, MN 55435 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Edina	MN	10/2012	Present
Vpwm Advisors Llc Dba Vantage Point Wealth Management	Edina	MN	09/2016	Present
Arazon Financial Group	Edina	MN	05/2014	06/2016
Lpl Financial Llc	Edina	MN	01/2014	09/2016
L.A.C. Enterprises Inc.	Edina	MN	05/2018	11/2024

10/2012 → Present

Lpl Financial Llc

Edina, MN
09/2016 → Present

Vpwm Advisors Llc Dba Vantage Point Wealth Management

Edina, MN
05/2014 → 06/2016

Arazon Financial Group

Edina, MN
01/2014 → 09/2016

Lpl Financial Llc

Edina, MN
05/2018 → 11/2024

L.A.C. Enterprises Inc.

Edina, MN

Other Businesses

(1) VPWM ADVISORS LLC; yes; Edina, MN; RIA; Investment Advisor Representative; 12/2016; 160/ HRS MO; 160/ HRS MO; Investment advice, asset management, and financial planning (2) LPL Financial LLC; yes; Fort Mill, SC; Broker/ Dealer; Registered Representative; 10/2012; 20/ HRS MO; 20/ HRS MO; Financial recommendations and client transactions in securities markets

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-03-08

S63 Uniform Securities Agent State Law Examination

1990-03-08