Richard Albert Stjean

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1996 → Present
  Mml Investors Services, Llc
  Boston, MA
• 03/1996 → Present
  Massmutual Life Insurance Company
  Boston, MA

Other Businesses

(1) NAME: OM FINANCIAL EARNINGS ENRICHMENT, LLC INV REL: Y ADD: 101 FEDERAL STREET, SUITE 800 BOSTON, MA. 02110 NATURE: MM TRUST CO. POSITION: PARTNER START DATE: 12/2012 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 (2) NAME: OCEAN PARK CONFERENCE CENTER, LLC, INV REL: Y, ADD: 403 TARPON AVE #404/405, FERNANDINA BEACH, FL, NATURE: INDIVIDUAL LIMITED PARTNER, DOMESTIC LIMITED LIABILITY COMPANY, RESIDENTIAL PROPERTY, POSITION: PARTNER, START DATE: 4/8/2024, NO. HR/MO: 1, NO. HR/MO DURING SEC TRADING: 0 (3) NAME: FIRMOS, INV REL: Y ADD: 280 CONGRESS ST., SUITE 1300, BOSTON, MA 02210, NATURE: TECHNOLOGY COMPANY, POSITION: CO-FOUNDER, DATE: 01/01/2026, NO. HR/MO: 15, NO. HR/MO DURING SEC TRADING: 10, DESCRIBE DUTIES: OVERSEE BUSINESSS OPERATIONS

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-04-13

Other Names

• Rick Stjean
• Richard Albert Stjean