Daryl Edward King

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1993 → Present
  Tri-State Financial Marketing Inc
  Pittsburgh, PA
• 11/1996 → Present
  Rd Marketing Group Inc
  Sacarmento, CA
• 07/2008 → 05/2024
  Lincoln Financial Securities Corporation
  Mcmurray, PA
• 06/2017 → Present
  New Beginnings Wealth Advisors, Llc
  Mcmurray, PA
• 05/2024 → Present
  Lpl Financial
  Mcmurray, PA

Previous Registrations

• 2010-10-27 → 2024-05-17
  Osaic Fs, Inc.
  Concord, NH
  Carmel, IN
  Palm Beach Gardens, FL
  Canonsburg, PA
  Concord, NH
  Placentia, CA
• 2005-12-15 → 2016-12-22
  Independent Advisers Group Corp
  Pittsburgh, PA
  Boston, MA

Other Businesses

1) 05/14/2024 - Pilot Financial - DBA for LPL Business - Greensboro, NC 27401 - Investment Related - Insurance sales 2) 05/14/2024 - New Beginnings Wealth Advisors, LLC - Investment Related - Canonsburg PA 15317 - DBA for LPL Business 3) 05/14/2024 - PRD Ventures - Greensboro, NC 27401 - 120 hrs/mth - Business Entity For Tax/Investment Purposes Only 4) 05/14/2024 - RD Financial Services, LLC - Canonsburg, PA 15317 - 20 hrs/mth - Business Entity For Tax/Investment Purposes Only 5) 05/14/2024 - RD Marketing Group, Inc - Insurance Agency - 30 hrs/mth - Investment Related - Co-owner - Canonsburg, PA 15317 6) 05/14/2024 - Tri-State Financial Marketing, Inc. - Insurance Agency - Canonsburg, PA 15317 - 20 hrs/mth - Co-owner 7) 05/14/2024 - RD Companies, Inc. - Palm City, FL 34990 - Business Entity For Tax/Investment Purposes Only - Co-owner - 10 hrs/mth

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-20
• S63 Uniform Securities Agent State Law Examination
  1989-09-01

Other Names

• Daryl E King