Kathy Thornton

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 06/2022
  Equitable Advisors, Llc
  New York, NY
• 03/2003 → 06/2022
  Equitable
  Secaucus, NJ
• 06/2022 → Present
  Tiaa
  Phoenix, AZ
• 06/2022 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Phoenix, AZ

Other Businesses

(1) KATHY THORNTON POSITION: Owner/ sole proprietor NATURE: Affiliate Marketing which helps people find the physical products and resources they are looking for in relation to Health, Wellness and Beauty. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/20/2021 ADDRESS: Home Address, Phoenix AZ 85020, United States DESCRIPTION: Trying different products and recommending the ones that I find beneficial. (2) Notary for TIAA POSITION: CRM NATURE: I will be notarizing TIAA documents on behalf of TIAA when necessary. This is as of 1/12/2026 outside of my usual business activity within my new role as a CRM. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/12/2026 ADDRESS: 3131 E Camelback Rd, Suite 420, Phoenix AZ 85016, United States DESCRIPTION: Notarizing TIAA documents

Exams

• S66 Uniform Combined State Law Examination
  2026-04-09