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1705 Seventeenth Street Suite 100, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2021-08-23 |
Branch Locations
1705 Seventeenth Street Suite 100, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2016 | 08/2021 |
| The New England House Restaurant | West Brattleboro | VT | 05/2006 | 12/2017 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2017 | 08/2021 |
| Trg Investment Advisors, Llc | Brattleboro | VT | 08/2021 | Present |
1.HOUGHTON SANITARY SERVICE, 416 GUILFORD CTR RD, GUILFORD, VT, 9/01/2006 AS BOOKKEEPER. NIR - 20 HR/YR - 0/TRADING. 2.HOUGHTON PORTABLE TOILETS, 416 GUILFORD CTR RD, GUILFORD, VT, 9/01/2009 AS DRIVER/BOOKKEEPER. NIR - 10 HR/YR - 0/TRADING. 3. Algiers Fire District #1 Prudential Committee, 236 School Road Guilford, VT 05301, 9/1/2025, Treasurer, financial analysis, not investment related, 1-2 hours per month, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-01 |
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